The hard parts of this work are judgment calls — which rules may apply, whether a control plausibly satisfies an obligation, whether an incident could warrant a notification. A dashboard can't weigh those. So rather than hand you software and walk away, we work through each one with you, bringing the experience of someone who has done it before. You stay in control of every decision; our role is to make sure it's well-informed.

No. Securidigm provides decision-support and prepares draft documents. It is not an audit, a certification, or legal advice. Regulatory applicability and every mapping are confirmed against the current rule text with your counsel before you rely on them.

Everything is confidential, and nothing is ever published. Engagements can be run entirely within your own environment — your data never has to leave your roof. Discretion is a design requirement, not an afterthought.

A maturity scorecard, a prioritized 30/60/90 roadmap, a drafted policy set (WISP, incident-response, wire-authorization, vendor and travel security), a facilitated tabletop with an after-action report, and — if you're a covered institution — a complete Reg S-P or FTC exam-readiness file with registers and the breach clock.

Yes — most of the risk is financial, not regulatory. The threats aimed at private wealth (wire fraud, vendor breaches, targeting of principals) apply whether or not a rule names you. Covered institutions simply get the regulatory overlay added on top of the same program.

It comes down to who regulates you. SEC-registered advisers, broker-dealers, and funds fall under Reg S-P. Non-bank financial institutions (including many state-registered advisers and exempt reporting advisers) fall under the FTC Safeguards Rule. The first thing every engagement produces is a coverage determination that helps determine this.

An assessment is typically 2–4 weeks; a full program build is usually 6–10 weeks depending on the size of your environment. A retained relationship then keeps the program current month to month.